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CCI-004031

CCI-004031 Definition

Defines the personnel or roles the organization-level; mission/business process-level; and/or system-level identification and authorization policy is disseminated to.

Status
Type	CheckType.policy

Master Assessment Datasheet

Implementation Guidance

Determine if: - an identification and authentication policy is developed and documented. - the identification and authentication policy is disseminated to [IA-01_ODP[01]; personnel or roles to whom the identification and authentication policy is to be disseminated are defined].

Validation Procedures

Examine: [SELECT FROM: Identification and authentication policy and procedures; system security plan; privacy plan; risk management strategy documentation; list of events requiring identification and authentication procedures to be reviewed and updated (e.g., audit findings); other relevant documents or records]. Interview: [SELECT FROM: Organizational personnel with identification and authentication responsibilities; organizational personnel with information security and privacy responsibilities].

Related Controls

The controls below (if any) were marked by NIST as being related to CCI-004031.

Control	Description
IA-1	a: Develop, document, and disseminate to [one of ]: 1: [one or more of "organization-level"/"mission/business process-level"/"system-level"] identification and authentication policy that: (a): Addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and (b): Is consistent with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines; and 2: Procedures to facilitate the implementation of the identification and authentication policy and the associated identification and authentication controls; b: Designate an [an official to manage the identification and authentication policy and procedures is defined;] to manage the development, documentation, and dissemination of the identification and authentication policy and procedures; and c: Review and update the current identification and authentication: 1: Policy [the frequency at which the current identification and authentication policy is reviewed and updated is defined;] and following [events that would require the current identification and authentication policy to be reviewed and updated are defined;] ; and 2: Procedures [the frequency at which the current identification and authentication procedures are reviewed and updated is defined;] and following [events that would require identification and authentication procedures to be reviewed and updated are defined;].

Control

Description

IA-1

a: Develop, document, and disseminate to [one of ]:
- 1: [one or more of "organization-level"/"mission/business process-level"/"system-level"] identification and authentication policy that:
  - (a): Addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and
  - (b): Is consistent with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines; and
- 2: Procedures to facilitate the implementation of the identification and authentication policy and the associated identification and authentication controls;

b: Designate an [an official to manage the identification and authentication policy and procedures is defined;] to manage the development, documentation, and dissemination of the identification and authentication policy and procedures; and

c: Review and update the current identification and authentication:
- 1: Policy [the frequency at which the current identification and authentication policy is reviewed and updated is defined;] and following [events that would require the current identification and authentication policy to be reviewed and updated are defined;] ; and
- 2: Procedures [the frequency at which the current identification and authentication procedures are reviewed and updated is defined;] and following [events that would require identification and authentication procedures to be reviewed and updated are defined;].