CCI-003814

Implementation Guidance

Determine if [AU-05_ODP[01]; personnel or roles receiving audit logging process failure alerts are defined] are alerted in the event of an audit logging process failure within [AU-05_ODP[02]; time period for personnel or roles receiving audit logging process failure alerts is defined].

Validation Procedures

Examine: [SELECT FROM: Audit and accountability policy; procedures addressing response to audit processing failures; system design documentation; system security plan; privacy plan; system configuration settings and associated documentation; list of personnel to be notified in case of an audit processing failure; system audit records; other relevant documents or records]. Interview: [SELECT FROM: Organizational personnel with audit and accountability responsibilities; organizational personnel with information security and privacy responsibilities; system/network administrators; system developers]. Test: [SELECT FROM: Mechanisms implementing system response to audit processing failures].